Brian James Derry

Current Employers

Employment History

• 02/2009 → 03/2020
  Ameriprise Financial Services, Inc.
  Vestal, NY
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Vestal, NY

Other Businesses

Business Ownership; Strategic Concepts Group, LLC; Minority Owner; Business will be used as a pass through entity to mange Ameriprise practice of Alfred Saracene.; 1550 Vestal Parkway East, Suite BVestal, NY 13850, , Vestal, NY, 13850; Not Investment-Related; 01/01/2016; 0 hours per month; 0 during trading hours. Board of Directors; Union Volunteer Emergency Squad; Vice President; 8 South Avenue BEndwell, NY 13760, ,; ; 03/02/2015; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Strategic Concepts Group; AFA - associate financial advisor; ; 1550 Vestal Parkway East, Suite B, , Vestal, NY, 13850; Investment-Related; 01/01/2016; 60 hours per month; 60 during trading hours. Other Business Activities; Hobby-Horse Ownership; I am interested in acquiring a New York State horse racing owner license with the intention of then purchasing 1-3 racehorses. I would independently own the horses, and they would race for purses. I do not intend to make money doing the activity but there will be an opportunity to make funds from racing purses, stud fees and selling the horses if they are successful. I do not intend for this to interfere with work hours as I will not be involved directly in caring for the horses.; 2 Denver Court East, , Endicott, NY, 13760; Not Investment-Related; 08/10/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2009-11-16