James Jeffrey Proctor

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2026 → Present
  Fisher Investments
  Plano, TX
• 07/2014 → 03/2017
  Lake Point Wealth Management, Llc
  Fort Worth, TX
• 04/2017 → 08/2022
  Alliance America Corporation
  University Park, FL
• 04/2017 → 08/2022
  United Advisors America Corporation
  Prosper, TX
• 09/2022 → 11/2023
  Gradeit Advisors Llc
  Arden Hills, MN
• 08/2022 → Present
  Senior Insurance Brokers
  Fort Worth, TX
• 11/2023 → Present
  Brookstone Capital Management
  Wheaton, IL

Previous Registrations

• 2023-11-30 → 2025-01-21
  Brookstone Capital Management Llc
  Fort Worth, TX
  Wheaton, IL
• 2022-09-13 → 2023-12-01
  Gradient Advisors, Llc
  Fort Worth, TX
  Arden Hills, MN
• 2017-04-19 → 2022-08-15
  United Advisors America
  Fort Worth, TX
  Prosper, TX
• 2014-10-21 → 2016-08-31
  Lake Point Wealth Management, Llc
  Heath, TX
• 2010-10-01 → 2014-07-16
  Osaic Services, Inc.
  Fort Worth, TX
• 2009-06-17 → 2010-09-20
  Equitable Advisors, Llc
  Fort Worth, TX

Exams

• S66 Uniform Combined State Law Examination
  2009-06-01

Other Names

• Jeff Proctor