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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| TX | RA | APPROVED | 2019-07-19 |
| NJ | RA | APPROVED | 2018-12-07 |
Branch Locations
1411 Broadway Floor Mz, New York, NY 10018 • United States
302 West 12Th St., New York, NY 10014 • United States
475 West 23Rd Street, New York, NY 10011 • United States
540 Sixth Ave, New York, NY 10011 • United States
525 Broadway, New York, NY 10012 • United States
32 University Place, New York, NY 10003 • United States
340 Avenue Of The Americas, New York, NY 10011 • United States
305 Bowery, New York, NY 10003 • United States
345 Hudson Street, New York, NY 10014 • United States
204 West 4Th Street, New York, NY 10014 • United States
69 Fifth Ave, New York, NY 10003 • United States
29 Union Sq W, New York, NY 10003 • United States
623 Broadway, New York, NY 10012 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | Brooklyn | NY | 01/2010 | 07/2025 |
| J.P. Morgan Securities Llc | New York | NY | 10/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-24 |
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