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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
  • MO RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

3828 S Fremont Ave, Springfield, MO 65804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Springfield MO 02/2009 07/2021
Various Insurance Carriers For W&R Insurance Agencies Nixa MO 06/2009 07/2021
Tim Franck Llc Nixa MO 06/2015 07/2021
Parkmor Heights Hoa Nixa MO 03/2016 11/2020
Fc Legacy Springfield MO 08/2017 12/2020
E Kurth & T Franck Associates Springfield MO 03/2019 07/2021
Tim Franck- Sole Proprietor Nixa MO 09/2019 01/2021
Lpl Financial Llc Springfield MO 07/2021 Present
  • 02/2009 → 07/2021
    Waddell & Reed, Inc.
    Springfield, MO
  • 06/2009 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Nixa, MO
  • 06/2015 → 07/2021
    Tim Franck Llc
    Nixa, MO
  • 03/2016 → 11/2020
    Parkmor Heights Hoa
    Nixa, MO
  • 08/2017 → 12/2020
    Fc Legacy
    Springfield, MO
  • 03/2019 → 07/2021
    E Kurth & T Franck Associates
    Springfield, MO
  • 09/2019 → 01/2021
    Tim Franck- Sole Proprietor
    Nixa, MO
  • 07/2021 → Present
    Springfield, MO
Previous Registrations
  • 2009-05-19 → 2021-07-21
    Waddell & Reed
    Springfield, MO
    Springfield, MO
    Edmond, OK
Other Businesses

1) 07/2021 - DBA for LPL Business (entity for LPL business) / Kurth, Franck & Bowles Wealth Group / Investment Related / Springfield, MO 65804 2) 10/27/2022 - KFB Wealth Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2023 - 1 Hour Per Month/1 Hour During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-18
  • S66 Uniform Combined State Law Examination
    2009-05-18
Other Names
  • Timothy Franck
  • Tim Franck

View on SEC IAPD

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