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James Philip Holland

Frost Investment Services

San Antonio, TX

Dallas, TX

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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-02-24
TX RA APPROVED 2023-12-05
  • WA RA
    APPROVED
    Since 2026-02-24
  • TX RA
    APPROVED
    Since 2023-12-05

Branch Locations

111 West Houston Street, San Antonio, TX 78205 • United States

7859 Walnut Hill Lane Ste 100, Dallas, TX 75230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na Plano TX 10/2009 12/2023
J.P. Morgan Securities Llc Plano TX 10/2012 12/2023
Jp Morgan Chase Bank Na Plano TX 01/2018 12/2023
Frost Brokerage Services, Inc Dallas TX 12/2023 Present
  • 10/2009 → 12/2023
    Jp Morgan Chase Bank Na
    Plano, TX
  • 10/2012 → 12/2023
    J.P. Morgan Securities Llc
    Plano, TX
  • 01/2018 → 12/2023
    Jp Morgan Chase Bank Na
    Plano, TX
  • 12/2023 → Present
    Frost Brokerage Services, Inc
    Dallas, TX
Previous Registrations
  • 2016-10-04 → 2023-12-02
    J.P. Morgan Securities Llc
    Plano, TX
    Plano, TX
    Richardson, TX
    Plano, TX
    Plano, TX
    Plano, TX
    Richardson, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-30
S63 Uniform Securities Agent State Law Examination 2009-02-17
  • S66 Uniform Combined State Law Examination
    2016-09-30
  • S63 Uniform Securities Agent State Law Examination
    2009-02-17
Other Names
  • James P Holland
  • James Holland

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX
ROCKEFELLER FINANCIAL LLC · San Antonio, TX
PARK AVENUE SECURITIES LLC · SAN ANTONIO, TX
RBC CAPITAL MARKETS, LLC · SAN ANTONIO, TX
KESTRA ADVISORY SERVICES, LLC · San Antonio, TX
TITLEIST ASSET MANAGEMENT, LLC · San Antonio, TX

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