Roberto J Torok

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → 09/2016
  Latin American Advisors, Llc
  Miami, FL
• 01/2009 → Present
  Miami Dade College
  Miami, FL
• 06/2015 → 11/2024
  Pruco Securities, Llc.
  Coral Gables, FL
• 06/2015 → Present
  Prudential Insurance Company Of America
  Coral Gables, FL
• 11/2024 → Present
  Lpl Enterprise, Llc
  Miami, FL

Previous Registrations

• 2015-08-18 → 2024-11-14
  Pruco Securities, Llc.
  West Palm Beach, FL
  Coral Gables, FL
  Miami, FL
• 2009-09-08 → 2015-06-22
  G. A. Repple & Company
  Raliegh, NC
  Miami, FL
  Casselberry, FL
• 2009-04-28 → 2009-06-18
  Ameriprise Financial Services, Llc
  Boca Raton, FL

Exams

• S66 Uniform Combined State Law Examination
  2009-04-20

Other Names

• Roberto Jose Torok