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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-18 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Latin American Advisors, Llc | Miami | FL | 05/2008 | 09/2016 |
| Miami Dade College | Miami | FL | 01/2009 | Present |
| Pruco Securities, Llc. | Coral Gables | FL | 06/2015 | 11/2024 |
| Prudential Insurance Company Of America | Coral Gables | FL | 06/2015 | Present |
| Lpl Enterprise, Llc | Miami | FL | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-20 |
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