Adam Michael Phillipich

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 05/2020
  Axa Advisors, Llc
  New York, NY
• 05/2020 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 05/2020 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2010-04-28 → 2020-05-20
  Equitable Advisors, Llc
  Minneapolis, MN

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 05/01/20 2) BLOOMINGTON CHAMBER OF COMMERCE, 900 EAST AMERICAN BLVD, STE 212, BLOOMINGTON, MN CHAIRPERSON, BLOOMINGTON FUTURE LEADERS STEERING COMMITTEE, 08/01/13, NIR, 4/MO- 4/TRADING 3) ADAM PHILLIPICH, 10509 Purdey Rd, Eden Prairie MN 55347, United States, 12/28/2022, Agent, Insurance/Benefits/Human Resources, INV REL, 1 HR/MO - 1 HR/MO TRADING 4) C-PHASE FINANCIAL,9908 HUMBOLDT AVE S, BLOOMINGTON MN 55431, 05/2020, INVESTMENT ADVISOR REPRESENTATIVE, USING A TRADE NAME/DBA, INV REL, 160 HR/MO - 120 HR/MO TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2009-04-30

Other Names

• Adam Phillipich