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Joshua Alan Miller

Neuberger Berman Bd LLC

Dallas, TX

Dallas, TX

CRD 5640392

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-23
TX RA APPROVED 2009-09-30
  • NY RA
    APPROVED
    Since 2021-03-23
  • TX RA
    APPROVED
    Since 2009-09-30

Branch Locations

325 N. St Paul Street 49Th Floor, Dallas, TX 75201-3857 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman, Llc Dallas TX 01/2009 Present
  • 01/2009 → Present
    Neuberger Berman, Llc
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-28
  • S66 Uniform Combined State Law Examination
    2009-09-28
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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