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Sung Won Ko

LPl Enterprise, LLC

Atlanta, GA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-11-14
  • GA RA
    APPROVED
    Since 2024-11-14

Branch Locations

3343 Peachtree Road, N.E. Suite 700, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Atlanta GA 02/2009 11/2024
Prudential Insurance Company Of America Atlanta GA 02/2009 Present
Lpl Enterprise, Llc Atlanta GA 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-01-02
S63 Uniform Securities Agent State Law Examination 2009-03-17
  • S65 Uniform Investment Adviser Law Examination
    2010-01-02
  • S63 Uniform Securities Agent State Law Examination
    2009-03-17
Other Names
  • Sung W Ko

View on SEC IAPD

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