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11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-05-21 |
Branch Locations
10729 Coldwater Rd. Suite 200, Fort Wayne, IN 46845 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 02/2009 | 06/2024 |
| Osaic Wealth, Inc. | Fort Wayne | IN | 06/2024 | Present |
| The Ameriflex Group | Las Vegas | NV | 06/2024 | Present |
1. SHEPHERD LEGACY FINANCIAL POSITION: Financial Advisor NATURE: This is dba acting as LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/20/2024 ADDRESS: 10729 Coldwater Rd, Suite 200, Fort Wayne IN 46845, United States DESCRIPTION: I am a financial advisor working under this LLC as a DBA 2. SCOTT SHEPHERD INSURANCE AGENT POSITION: insurance agent NATURE: insurance agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/20/2024 ADDRESS: 10729 Coldwater Rd, Suite 200, Fort Wayne IN 46845, United States DESCRIPTION: Sell and service insurance and annuities 3. NWF ADVISORY SERVICES INC POSITION: Investment Advisor Representative NATURE: Corporation^Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/23/2025 ADDRESS: 10729 Coldwater Rd, Suite 200, Fort Wayne IN 46845, United States DESCRIPTION: I provide advisory services such as wrap, fee accounts, and financial plans. I devote about half of my time to this business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-09 |
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