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Kenneth A. Serrio

J.P. Morgan Securities LLC

Henderson, NV

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-06-15
NV RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2016-06-15
  • NV RA
    APPROVED
    Since 2012-10-01

Branch Locations

2880 Bicentennial Pkwy Ste 140, Henderson, NV 89044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Henderson NV 10/2012 Present
Jpmorgan Chase Bank, N.A. Henderson NV 09/2011 Present
Previous Registrations
  • 2011-10-04 → 2012-10-01
    Chase Investment Services Corp.
    Henderson, NV
    Henderson, NV
    Henderson, NV
    Henderson, NV
  • 2009-04-17 → 2011-09-27
    Edward Jones
    Henderson, NV
    St Louis, MO
    Henderson, NV
    Henderson, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-09
  • S66 Uniform Combined State Law Examination
    2009-04-09
Other Names
  • Ken Serrio
  • Kenneth Anthony Serrio

View on SEC IAPD

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Other Offices

EDWARD JONES · HENDERSON, NV
J.P. MORGAN SECURITIES LLC · HENDERSON, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HENDERSON, NV
WELLS FARGO CLEARING SERVICES, LLC · HENDERSON, NV
FOUNDATIONS INVESTMENT ADVISORS LLC · HENDERSON, NV
THE WEALTH CONSULTING GROUP · Henderson, NV
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