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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-08-20 |
| VA | RA | APPROVED | 2009-04-20 |
Branch Locations
1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Richmond | VA | 12/2007 | Present |
| Wells Fargo Advisors Llc | Richmond | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 11/2016 | Present |
MUSICIAN - DRUMMER; NOT INVESTMENT RELATED; HENRICO, VA; SOLE PROPRIETOR; DRUMMER IN BAND; START DATE 5/2006; 10 HRS PER MONTH; 0 HRS DURING TRADING. MOBILE AUDIO ENGINEER/RECORDING MUSIC AND SPEECH; NOT INV. RELATED; HENRICO, VA; OWNER; ENTERTAINMENT/EDUCATION; START DATE 11/15/2016; 5 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: RECORDING MUSIC AND VOICEOVER PERFORMANCES, MAY ALSO BE EDITING, MIXING AND MASTERING THE AUDIO FILES. DISCOVERY WEALTH MANAGEMENT GROUP LLC ; INV RELATED;HENRICO,VA; WFAFN FINET PRACTICE;33.3% OWNERSHIP; START DATE: 11/9/2026; 160 HRS PER MONTH; 160 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2009-04-01 |
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