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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-05-13
TX RA APPROVED 2013-03-25
VA RA APPROVED 2011-12-19
  • NJ RA
    APPROVED
    Since 2026-05-13
  • TX RA
    APPROVED
    Since 2013-03-25
  • VA RA
    APPROVED
    Since 2011-12-19

Branch Locations

1111 E Main St, Richmond, VA 23219 • United States

100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States

Danville, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Richmond VA 11/2009 Present
Other Businesses

I*2154281, Entity Type: , Name of OBA: Gabriella Garden Club Danville, VA, Address: Richmond, Virginia, 23219, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 02/03/2025, No Hours: 10 Monthly, No Hours during Trading: 2 Monthly, Duties: Board Member at Large, no financial responsibilities. I will help with planning events/meetings for the year.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-15
  • S66 Uniform Combined State Law Examination
    2011-12-15
Other Names
  • Shannon Margaret Shea
  • Shannon M Shea

View on SEC IAPD

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