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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-10-02
TX RA APPROVED 2025-10-01
  • NV RA
    APPROVED
    Since 2025-10-02
  • TX RA
    APPROVED
    Since 2025-10-01

Branch Locations

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc (Fka Axa Advisors, Inc.) New York NY 12/2008 10/2025
Raymond James Financial Services, Inc. Las Vegas NV 10/2025 Present
Raymond James Financial Services Advisors, Inc. Las Vegas NV 10/2025 Present
  • 12/2008 → 10/2025
    Equitable Advisors, Llc (Fka Axa Advisors, Inc.)
    New York, NY
  • 10/2025 → Present
    Raymond James Financial Services, Inc.
    Las Vegas, NV
  • 10/2025 → Present
    Las Vegas, NV
Previous Registrations
Other Businesses

(1)Name of Business: Address: 8661 Ruston Road, Las Vegas, NV, 89143, United States Activity Type: Non-variable Insurance Position/Title: Other Investment Related: Yes Start Date: 02/13/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Company benefits health, dental, vision, through UHC, Allstate, and Transamerica (2)Name of Business: RWS Ventures, LLC Address: 8661 Ruston Road, Las Vegas, NV, 89143, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 08/03/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Maintain an LLC with 1 other partner and we are both 50/50 in ownership for the purpose of passive investment in real estate. (3)Name of Business: Scarlett Capital, LLC Address: 8661 Ruston Road, Las Vegas, NV, 89143, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 01/01/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This LLC is strictly for the purpose of receiving my RJFS compensation. All revenue paid out to me through RJFS flows immediately in to a business checking account under the Scarlett Capital, LLC. This activity is for compensation purposes only. No other activities take place through this entity. (4)Name of Business: Southwest Wealth Strategies Address: 8661 Ruston Road, Las Vegas , NV, 89143, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 01/01/2013 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial advisor within the firm.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-05
  • S66 Uniform Combined State Law Examination
    2009-08-05
Other Names
  • William Scarlett

View on SEC IAPD

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