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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2017-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Denver | CO | 01/2013 | 08/2017 |
| Mml Investors Services Llc | Denver | CO | 01/2013 | 08/2017 |
| Lpl Financial, Llc | Englewood | CO | 08/2017 | Present |
1. 9/13/2017 - Mountain Vista Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/11/2017 - 1 Hour Per Month During Securities Trading. 2. 10/3/2017 - MV Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/22/2017 - 1 Hour Per Month During Securities Trading. 3. 11/11/2019 - Mountain Vista Wealth Advisors - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/17/2018 - 2 Hours Per Month During Securities Trading. 4. 04/24/2024 - S2S Ltd - Real Estate Rental - Investment Related - Denver, CO - Start Date 07/01/2023 - 2 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-28 |
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