Rodney Eugene Boaz

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-02-07

TX RA
APPROVED

Since 2013-02-07

Branch Locations

Flint, TX • United States

6793 Old Jacksonville Hwy, Tyler, TX 75703 • United States

700 Central Expy S Ste 380, Allen, TX 75013-8110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services Llc	Tyler	TX	02/2013	Present

02/2013 → Present

Ameriprise Financial Services Llc

Tyler, TX

Previous Registrations

2009-06-11 → 2013-02-08

Edward Jones

St Louis, MO

Plano, TX

Mckinney, TX

Mckinney, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-05-15

S66 Uniform Combined State Law Examination

2009-05-15

Other Names

Rodney Boaz
Rod Boaz

View on SEC IAPD