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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2020-04-03
TX RA APPROVED_RES 2020-04-02
  • NE RA
    APPROVED
    Since 2020-04-03
  • TX RA
    APPROVED_RES
    Since 2020-04-02

Branch Locations

9060 Andermatt Dr Ste 101, Lincoln, NE 68526 • United States

213 E 3Rd St Ste 3, Superior, NE 68978 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Securities America Inc Lincoln NE 07/2012 04/2020
Securities America Advisors Lincoln NE 10/2012 04/2020
Leyef, Llc Omaha NE 01/2008 Present
Alexander & Greenlee, Llc Omaha NE 10/2007 Present
Jfc Financial Services Omaha NE 07/2012 04/2020
Lpl Financial Llc Lincoln NE 04/2020 Present
  • 07/2012 → 04/2020
    Securities America Inc
    Lincoln, NE
  • 10/2012 → 04/2020
    Securities America Advisors
    Lincoln, NE
  • 01/2008 → Present
    Leyef, Llc
    Omaha, NE
  • 10/2007 → Present
    Alexander & Greenlee, Llc
    Omaha, NE
  • 07/2012 → 04/2020
    Jfc Financial Services
    Omaha, NE
  • 04/2020 → Present
    Lincoln, NE
Previous Registrations
Other Businesses

1) 03/30/2020 - WeVote - Business Entity For Tax/Investment Purposes Only - inv rel - Lincoln, NE - start: 01/2010 2) 03/30/2020 - ALEXANDER & GREENLEE, LLC - attorney, legal services - inv rel - Lincoln, NE - start: 01/2009 - 1 hr/mth 3) 03/30/2020 - LUKE ALEXANDER, JD - attorney, legal services, inv rel - Home Based - start: 098/2007 4) 03/30/2020 - Frederick Alexander - owner, real estate rental - Lincoln, NE - start: 01/2013 5) 4/30/2020 - JFC Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 6) 12/11/2020 - JFC Advisor Network - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/01/2020 - 0 Hours Per Month. 7) 1/25/2022 - 42 Wealth, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 2/1/2022 - 10 Hours Per Month/10 Hours During Securities Trading. 8) 12/02/2022 - Family First Life, TNBC, Life Stage Brokerage, Reliance Standard - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 10/12/2020 - 1 Hours Per Month/1 Hours During Securities Trading 9) 11/18/2024 - Other - Buying/Selling/Elevating Online Goods - Buyer/Seller - Not Investment Related - Home Based - Start Date 06/05/2024 - 3 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-02
  • S66 Uniform Combined State Law Examination
    2009-04-02
Designations
Other Names
  • Fredrick Alexander
  • Luke Alexander
  • Frederick Luke Alexander

View on SEC IAPD

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