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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-06-12
PA RA APPROVED 2023-06-07
NC RA APPROVED 2023-06-06
MD RA APPROVED 2021-09-13
TX RA APPROVED_RES 2021-09-13
VA RA APPROVED 2021-04-22
NY RA APPROVED 2021-04-08
CA RA APPROVED 2017-11-08
FL RA APPROVED 2017-02-07
GA RA APPROVED 2017-02-07
MI RA APPROVED 2017-02-03
  • UT RA
    APPROVED
    Since 2025-06-12
  • PA RA
    APPROVED
    Since 2023-06-07
  • NC RA
    APPROVED
    Since 2023-06-06
  • MD RA
    APPROVED
    Since 2021-09-13
  • TX RA
    APPROVED_RES
    Since 2021-09-13
  • VA RA
    APPROVED
    Since 2021-04-22
  • NY RA
    APPROVED
    Since 2021-04-08
  • CA RA
    APPROVED
    Since 2017-11-08
  • FL RA
    APPROVED
    Since 2017-02-07
  • GA RA
    APPROVED
    Since 2017-02-07
  • MI RA
    APPROVED
    Since 2017-02-03

Branch Locations

3158 Chili Avenue Ms: Nyr143, Rochester, NY 14624 • United States

2362 Lyell Ave Ms: Ny138, Rochester, NY 14606 • United States

One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Rochester NY 11/2005 Present
Other Businesses

1) Abriza Properties, LLC; / Abriza City Properties, LLC; bookkeeper / admin for husbands business; pay bills and keep financial records, 1-2 hours a month, since 10/14/2015 2) POA for Thomas Smith 3) POA for Douglas Ziegler

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-02
S63 Uniform Securities Agent State Law Examination 1999-05-13
  • S65 Uniform Investment Adviser Law Examination
    2017-02-02
  • S63 Uniform Securities Agent State Law Examination
    1999-05-13
Other Names
  • Cindy Lee Smith
  • Cindy Lee Aratari

View on SEC IAPD

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