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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-01
MD RA APPROVED 2009-07-24
  • TX RA
    APPROVED_RES
    Since 2021-06-01
  • MD RA
    APPROVED
    Since 2009-07-24

Branch Locations

8850 Columbia 100 Pkwy Ste 400, Columbia, MD 21045 • United States

12 Taft Ct Ste 202, Rockville, MD 20850 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Columbia MD 01/2009 Present
Other Businesses

1. 02/09/2009: INTERGRATED FINANCIAL SOLUTIONS - INV REL - 3697 PARK AVE, ELLICOTT CITY, MD 21043 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)- 100% OF TIME SPENT 2. 4/6/2016: LTCi Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/30/2016 - 2 Hours Per Month During Securities Trading - Producer to sell Long Term Care Insurance. 3. 4/6/2016: Crump Life Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/30/2016 - 2 Hours Per Month During Securities Trading - Producer.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-23
  • S66 Uniform Combined State Law Examination
    2009-07-23
Other Names
  • Dennis Gary Reisher

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