Pedro Jose Dager

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → 07/2017
  Jpmorgan Chase Bank
  Glendale Heights, IL
• 10/2012 → 07/2017
  J.P. Morgan Securities Llc
  Winfield, IL
• 05/2015 → 03/2021
  Pd Three, Llc.
  River Forest, IL
• 07/2017 → 03/2021
  Bmo Harris Financial Advisors
  Chicago, IL
• 03/2021 → Present
  Lpl Financial Llc
  Chicago, IL

Previous Registrations

• 2017-07-18 → 2021-03-24
  Bmo Harris Financial Advisors, Inc.
  Chicago, IL
  Chicago, IL
  Chicago, IL
• 2012-10-01 → 2017-07-26
  J.P. Morgan Securities Llc
  Wheaton, IL
  Winfield, IL
  Glendale Heights, IL
  Glendale Heights, IL
• 2010-06-11 → 2012-10-01
  Chase Investment Services Corp.
  Glendale Heights, IL
  Warrenville, IL
  Winfield, IL
• 2009-09-25 → 2010-06-09
  Waddell & Reed
  Savage, MN

Other Businesses

1. 4/15/2021: BMO Investment Services; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related. 2. 12/16/2020: Compost for Life, LLC; Miami Beach, FL; Business Owner; Inv. related; start date 11/2020; 12hrs/mo.; 0hrs during trading. 3. 9/14/2023: PD Three, LLC; 1001 N Harlem, 6618 Unit 5, 6807 W 13th St, 4431 Prescott Ave, 1309 Wesley Ave, 3301 Wenonah Ave.; Real Estate Rental; Inv. related; start date 7/1/2015: 1hr/mo.; 0hrs during trading. 4. 02/21/2024 - Glass For Life - Non-Inv Related - Miami Beach, FL - Other - Business Owner - Board of Directors - Started: 12/1/2023 - 3 Hrs/Mo; 0 Hr During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2009-09-24

Designations

• Certified Financial Planner

Other Names

• Pedro J Dager