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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-09
  • TX RA
    APPROVED
    Since 2023-02-09

Branch Locations

8411 Preston Road Suite 700, Dallas, TX 75225 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Quest Capital Management, Inc. Dallas TX 02/2016 04/2020
Fsc Securities Dallas TX 08/2020 01/2023
Dbt Wealth Consultants Dallas TX 09/2020 04/2021
Brennan Financial Services Dallas TX 05/2020 04/2021
Fsc Securities Dallas TX 05/2020 01/2023
Bfs Advisory Group, Llc Dallas TX 04/2021 01/2023
Hightower Advisors, Llc Dallas TX 01/2023 Present
  • 02/2016 → 04/2020
    Quest Capital Management, Inc.
    Dallas, TX
  • 08/2020 → 01/2023
    Fsc Securities
    Dallas, TX
  • 09/2020 → 04/2021
    Dbt Wealth Consultants
    Dallas, TX
  • 05/2020 → 04/2021
    Brennan Financial Services
    Dallas, TX
  • 05/2020 → 01/2023
    Fsc Securities
    Dallas, TX
  • 04/2021 → 01/2023
    Bfs Advisory Group, Llc
    Dallas, TX
  • 01/2023 → Present
    Dallas, TX
Previous Registrations
  • 2020-05-13 → 2023-01-31
    Fsc Securities Corporation
    Dallas, TX
  • 2020-09-22 → 2023-01-30
    Bfs Advisory Group, Llc
    Dallas, TX
  • 2016-02-29 → 2020-04-20
    Quest Capital Management, Inc.
    Dallas, TX
  • 2014-06-18 → 2015-06-17
    Arlington, VA
  • 2012-01-18 → 2014-01-27
    Dallas, TX
  • 2009-06-18 → 2011-03-21
    Msi Financial Services, Inc.
    Dallas, TX
Other Businesses

The Dallas Foundation's Professional Advisor Advisory Council; Investment Related - No; Dallas, TX; Council Member; Start Date - 02/2025Approximately 2 hours per month with 0 hours during securities trading hours; Participate in four meetings and social events annually to network, learn, and sharing of best practices with other members.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-06-20
S66 Uniform Combined State Law Examination 2009-06-15
  • S63 Uniform Securities Agent State Law Examination
    2020-06-20
  • S66 Uniform Combined State Law Examination
    2009-06-15
Designations
Other Names
  • Sergio Garcia
  • Sergio G Garcia

View on SEC IAPD

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