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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2020-10-22 |
| TX | RA | APPROVED | 2020-10-22 |
Branch Locations
3325 Emerald Lane Suite A, Jefferson City, MO 65109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Jefferson City | MO | 01/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Jefferson City | MO | 11/2016 | 10/2020 |
| Wells Fargo Advisors Financial Network, Llc | Jefferson City | MO | 10/2020 | Present |
FINTERIS WEALTH MANAGEMENT LLC, INV RELATED, JEFFERSON CITY, MO, 25% OWNERSHIP, START 10/26/2020, 160 HRS PER MONTH, 6.5 HRS DURING TRADING, FINET PRACTICE. KJAW LLC, INV RELATED, JEFFERSON CITY, MO, 100% OWNERSHIP, START 10/26/2020, 4 HRS PER MONTH, 0 HRS DURING TRADING, FOR FINET PRACTICE. RENTAL PROPERTY; INV RELATED; JEFFERSON CITY,MO; 25% OWNERSHIP; START 7/15/2022; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; OWNER. 3325 EMERALD LANE, LLC; NOT INV RELATED; JEFFERSON CITY,MO; 25% OWNERSHIP; START 7/15/2022; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; HOLDS RENTAL PROPERTY. FINTERIS HOLDING COMPANY LLC, INV RELATED, JEFFERSON CITY, MO, 20% OWNERSHIP, START 9/7/2022, 10 HOUR PER MONTH, 5 HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-07 |
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