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Jennifer Smith

LPl Financial LLC

Rockville, MD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-02
MD RA APPROVED 2026-05-05
  • TX RA
    APPROVED
    Since 2026-07-02
  • MD RA
    APPROVED
    Since 2026-05-05

Branch Locations

2600 Tower Oaks Blvd #220, Rockville, MD 20852-4218 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Washington DC 03/2016 02/2021
Home Bethesda MD 03/2021 03/2026
Lpl Financial Llc Rockville MD 04/2026 Present
Previous Registrations
  • 2016-05-09 → 2021-02-11
    Ubs Financial Services Inc.
    Washington, DC
  • 2014-11-10 → 2016-10-17
    Convergent Wealth Advisors, Llc
    Potomac, MD
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-06-26
S65 Uniform Investment Adviser Law Examination 2014-11-10
  • S63 Uniform Securities Agent State Law Examination
    2026-06-26
  • S65 Uniform Investment Adviser Law Examination
    2014-11-10
Designations
Other Names
  • Jennifer Keller
  • Jennifer Whitlock Keller
  • Jennifer W. Keller-Smith
  • Jennifer Whitlock Keller Smith
  • Jennifer Keller-Smith

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NAVY FEDERAL INVESTMENT SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
J.P. MORGAN SECURITIES LLC
UNITED BROKERAGE SERVICES, INC
PROFIT INVESTMENTS
ORTMAN FINANCIAL PLANNING
LPL ENTERPRISE, LLC

Other Investors

JOHN BRIAN OETTINGER
JORDAN SCOTT KRAUS
Anna Laureys Squier
JASON SCOTT COHEN
JENNIFER CHRISTINE PASCAL
DANIEL RONIS
Annalise Taylor Haywood
Liam Christopher Sweet

Other Offices

LPL FINANCIAL LLC · ROCKVILLE, MD
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROCKVILLE, MD
NAVY FEDERAL INVESTMENT SERVICES, LLC · Rockville, MD
STATE FARM INVESTMENT MANAGEMENT CORP. · N Bethesda, MD
J.P. MORGAN SECURITIES LLC · Rockville, MD
UNITED BROKERAGE SERVICES, INC · ROCKVILLE, MD
PROFIT INVESTMENTS · NORTH BETHESDA, MD
ORTMAN FINANCIAL PLANNING · NORTH BETHESDA, MD

More in Rockville, MD

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