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Mitchell Lee Flatt

Cetera Investment Advisers LLC

St Charles, MO

Glen Carbon, IL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2015-05-19
  • MO RA
    APPROVED
    Since 2015-05-19

Branch Locations

2050 Old Highway 94 South, St Charles, MO 63303 • United States

Glen Carbon, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Glen Carbon IL 03/2013 Present
Cetera Investment Services Llc St. Cloud MN 03/2013 Present
Cetera Investment Advisers Llc Glen Carbon IL 01/2014 Present
  • 03/2013 → Present
    Regions Bank
    Glen Carbon, IL
  • 03/2013 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 01/2014 → Present
    Cetera Investment Advisers Llc
    Glen Carbon, IL
Previous Registrations
  • 2011-10-17 → 2012-07-26
    Resource Horizons Investment Advisory, Inc.
    Glen Carbon, IL
  • 2009-07-30 → 2009-12-08
    Edward Jones
    St Louis, MO
    Auburn, IL
Other Businesses

1.) ROSEMARY ACRES LLC, 100% OWNER, SHORT-TERM RENTAL/TREE FARM, 1/2HRS/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-17
  • S66 Uniform Combined State Law Examination
    2009-07-17

View on SEC IAPD

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3RD CHRONICLE
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Other Investors

Mark Edward Charlton
Janine Marie McWhirteryoung
Bradley J. Meyer
Suresh Fernando
THIPP RATSABOUTSEUA
RUBIE JANNIEN TUCKER
Robert Thomas Halterman
GEORGE ROBERT NAGEL

Other Offices

EDWARD JONES · ST CHARLES, MO
U.S. BANCORP ADVISORS, LLC · Saint Charles, MO
EDWARD JONES · ST CHARLES, MO
CREATIVE FINANCIAL DESIGNS, INC. · St Charles, MO
QUANTUMLEAP WEALTH MANAGEMENT, LLC · ST. CHARLES, MO
EDWARD JONES · ST CHARLES, MO
OSAIC WEALTH, INC. · ST. CHARLES, MO
3RD CHRONICLE · SAINT CHARLES, MO

More in St Charles, MO

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