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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-11-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 05/2009 | 11/2023 |
| Lpl Financial | Winthrop | IA | 11/2023 | Present |
1) 10/2023 - Dennie Investments - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 110hrs/month - 75% time spent 2) 10/2023 - Fat Chef's Catering - Business Owner - Non-inv. Related - Winthrop, IA - Co-owner - Start Date 11/21/2013 - 20hrs/month - 10% time spent 3) 10/2023 - Nick's Family Grocery - Business Owner - Non-inv. Related - Winthrop, IA - Co-owner - Start Date 04/01/2023 - 30hrs/month - 15% time spent 4) 10/2023 - Dennie Farms - Farm - Non-inv. Related - Winthrop, IA - Sole Owner - Start Date 01/01/2023 - 20hrs/month - 5% time spent 5) 10/2023 - Dennie Farms - Real Estate Rental - Inv. Related - Winthrop, IA 50682 - Owner - Start Date 01/01/2023 - 10hrs/month - 10% time spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-17 |
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