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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-06-29
  • WA RA
    APPROVED
    Since 2023-06-29

Branch Locations

901 Powell Avenue Sw, Ste 100, Renton, WA 98057 • United States

Kent, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors, Inc. Clackamas OR 02/2015 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Gymnastics Connection Kirkland WA 07/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Previous Registrations
Other Businesses

1) NAME OF ENTITY: McKay Wealth Management; Yes; SAME AS REGISTERED LOCATION,; FINANCIAL SERVICES/DBA; Relationship Manager - Advisor support; 2/16/2015; 160; 100; FINANCIAL SERVICES 2) NAME OF ENTITY: McKay Retirement Consulting; Yes; SAME AS REGISTERED LOCATION, FINANCIAL SERVICES/DBA; Client Relationship Manager; 10/23/2018; 160; 0; SELL AND SERVICE SECURITIES AND INVESTMENT PRODUCTS| 3) NAME OF OTHER BUSINESS: GYMNASTICS CONNECTION ; INVESTMENT RELATED: NO; ADDRESS: 11611 NE 116TH ST KIRKLAND, WA 98033 ; NATURE OF BUSINESS: GYMNASTICS ; START DATE: 7/2021 ; POSITION/TITLE/RELATIONSHIP: GYMNASTICS COACH ; APX NUMBER OF HOURS PER WEEK: 6 ; APX NUMBER OF HOURS DURING TRADING HOURS: 6; BRIEF DESCRIPTION OF DUTIES: INSTRUCT YOUTH GYMNAST TO DEVELOP BETTER SKILLS ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-08
  • S66 Uniform Combined State Law Examination
    2011-08-08

View on SEC IAPD

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