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Don Charles Livio

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Philadelphia, PA

Cincinnati, OH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-25
OH RA APPROVED 2019-07-09
NJ RA APPROVED 2018-04-25
  • TX RA
    APPROVED_RES
    Since 2021-02-25
  • OH RA
    APPROVED
    Since 2019-07-09
  • NJ RA
    APPROVED
    Since 2018-04-25

Branch Locations

1600 Jfk Blvd Investment Solutions Group, Philadelphia, PA 19103 • United States

5905 E Galbraith Rd Investment Solutions Group, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 01/2018 Present
Quadrant Capital Management, Llc Fairfield NJ 02/2011 12/2017
Rutgers University New Brunswick NJ 09/2014 05/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-23
  • S66 Uniform Combined State Law Examination
    2018-04-23
Other Names
  • Don C Livio
  • Don Charles Livio
  • Don Livio

View on SEC IAPD

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Other Offices

GLENMEDE INVESTMENT MANAGEMENT, LP · PHILADELPHIA, PA
CLARK CAPITAL MANAGEMENT GROUP INC · PHILADELPHIA, PA
GLOBAL ADVISERS, LLC · PHILADELPHIA, PA
BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA
VERITABLE FINANCIALS LLC · PHILADELPHIA, PA
CHARLES SCHWAB & CO., INC. · Philadelphia, PA
MORGAN STANLEY · Philadelphia, PA
J.P. MORGAN SECURITIES LLC · Philadelphia, PA

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