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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-02-21 |
Branch Locations
4830 W Kennedy Blvd Ste 550, Tampa, FL 33609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Tampa | FL | 03/2017 | 02/2022 |
| Massachusetts Mutual Life Insurance Company | Tampa | FL | 07/2016 | 02/2022 |
| Coastal Wealth & Mass Mutual | Tampa | FL | 07/2016 | 02/2022 |
| Principal Life Insurance Company | Tampa | FL | 02/2022 | Present |
| Principal Securities Inc | Tampa | FL | 02/2022 | Present |
INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/23/2022 ADDRESS: 4830 W Kennedy BLVD, Suite 550, Tampa FL 33609, United States DESCRIPTION: Sales of Fixed Life, Annuity DI LTC through Various Carriers
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-19 |
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