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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2020-03-06 |
Branch Locations
13501 Nall Avenue, Leawood, KS 66224-8902 • United States
16811 Burke Street Suite 101, Omaha, NE 68118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Overland Park | KS | 03/2015 | 02/2019 |
| Td Ameritrade, Inc. | Kansas City | MO | 02/2018 | 02/2019 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 02/2019 |
| Charles Schwab & Co., Inc. | Leawood | KS | 02/2020 | Present |
| Charles Schwab Bank | Leawood | KS | 02/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-23 |
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