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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2020-03-06
  • KS RA
    APPROVED
    Since 2020-03-06

Branch Locations

13501 Nall Avenue, Leawood, KS 66224-8902 • United States

16811 Burke Street Suite 101, Omaha, NE 68118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Overland Park KS 03/2015 02/2019
Td Ameritrade, Inc. Kansas City MO 02/2018 02/2019
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 02/2019
Charles Schwab & Co., Inc. Leawood KS 02/2020 Present
Charles Schwab Bank Leawood KS 02/2019 Present
  • 03/2015 → 02/2019
    Scottrade
    Overland Park, KS
  • 02/2018 → 02/2019
    Td Ameritrade, Inc.
    Kansas City, MO
  • 02/2018 → 02/2019
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 02/2020 → Present
    Leawood, KS
  • 02/2019 → Present
    Charles Schwab Bank
    Leawood, KS
Previous Registrations
  • 2018-02-27 → 2020-02-27
    Td Ameritrade, Inc.
    Kansas City, MO
  • 2018-02-26 → 2020-02-27
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Kansas City, MO
  • 2017-06-01 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-24
S63 Uniform Securities Agent State Law Examination 2012-05-23
  • S66 Uniform Combined State Law Examination
    2017-05-24
  • S63 Uniform Securities Agent State Law Examination
    2012-05-23
Other Names
  • Tyson Combs
  • Tyson Craig Combs

View on SEC IAPD

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