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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-09-05 |
Branch Locations
3860 Gs Richards Blvd., Carson City, NV 89703 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sierra Financial Advisors, Llc | Carson City | NV | 08/2011 | Present |
| Avantax Investment Services Inc. | Carson City | NV | 05/2022 | 09/2025 |
| Avantax Advisory Services | Carson City | NV | 05/2022 | 09/2025 |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Carson City | NV | 05/2025 | 09/2025 |
| Cetera Wealth Services, Llc | Carson City | NV | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) SIERRA FINANCIAL ADVISORS, LLC POSITION: Client Relations Specialist NATURE: The firm is a Financial Services firm that offers financial planning, and insurance services to clients that also offers retirement and income planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 100 START DATE: 08/01/2011 ADDRESS: 3860 GS Richards Blvd., Carson City NV 89703, United States DESCRIPTION: Assistant clients with account maintenance, withdrawals, prepare paperwork, opening new accounts, and any other assistance requested by clients. 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: 3860 GS Richards Blvd., Carson City NV 89703; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 09/11/2014; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 15; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-17 |
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