Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-02 |
| NV | RA | APPROVED | 2021-07-21 |
Branch Locations
755 N Roop St Suite 114, Carson City, NV 89701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Carson City | NV | 03/2006 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Stagecoach | NV | 05/2006 | 07/2021 |
| Kiwanis Of Carson City | Carson City | NV | 10/2011 | 07/2021 |
| Silver Oak Golf Course Mens Club | Carson City | NV | 01/2013 | 07/2021 |
| Silverada Little League | Dayton | NV | 10/2014 | 10/2017 |
| Po Box 1036 | Dayton | NV | 02/2016 | 10/2017 |
| Silver Oak Golf Course Mens Club | Carson City | NV | 01/2013 | 10/2018 |
| Lpl Financial Llc | Carson City | NV | 07/2021 | Present |
1. 7/26/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance. 2. 7/26/2021 - SW Lyon LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Co-Owner - Started 3/2020 - 200 Hours Per Month. 3. 7/26/2021 - WRI Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-06 |
Reach out to this advisor