Trevor Alan Erickson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-05-28
MO	RA	APPROVED	2023-11-17

TX RA
APPROVED

Since 2024-05-28
MO RA
APPROVED

Since 2023-11-17

Branch Locations

4625 S National Ave, Springfield, MO 65810 • United States

925 Us 60 Bus, Willow Springs, MO 65793 • United States

800 Ozark St, Cabool, MO 65689 • United States

165 Main St, Mammoth Spring, AR 72554 • United States

1438 South Sam Houston Blvd, Houston, MO 65483 • United States

105 W. 6Th St., Mountain View, MO 65548 • United States

1802 East State Route K, West Plains, MO 65775 • United States

203 Pirate Late, Crane, MO 65633 • United States

401 E 4Th St, Lockwood, MO 65682 • United States

1414 Primrose St, Springfield, MO 65804 • United States

519 W Hubble Dr, Marshfield, MO 65706 • United States

210 N West Bypass Ave, Springfield, MO 65802 • United States

2809 E Sunshine St, Springfield, MO 65804 • United States

701 W Mt Vernon St, Nixa, MO 65714 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Infocus Financial Solutions	Ozark	MO	10/2014	08/2019
Questar Capital Corporation	Minneapolis	MN	10/2016	08/2019
Simmons Investment Services	Springfield	MO	08/2019	Present
Lpl Financial Llc	Springfield	MO	05/2022	Present

10/2014 → 08/2019

Infocus Financial Solutions

Ozark, MO
10/2016 → 08/2019

Questar Capital Corporation

Minneapolis, MN
08/2019 → Present

Simmons Investment Services

Springfield, MO
05/2022 → Present

Lpl Financial Llc

Springfield, MO

Other Businesses

1) 5/2022- Simmons Investment Services - DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s) 2) 5/2022- Trevor Erickson - Notary- inv. related- Springfield, MO- start date 5/6/2022- 0hrs

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-11-16

S66 Uniform Combined State Law Examination

2023-11-16

View on SEC IAPD