Michael David Levinson

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-01-28
FL	RA	APPROVED	2016-02-10
CT	RA	APPROVED	2011-10-28

TX RA
APPROVED_RES

Since 2021-01-28
FL RA
APPROVED

Since 2016-02-10
CT RA
APPROVED

Since 2011-10-28

Branch Locations

1 Town Center Rd Gwim Chief Investment Office (Cio), Boca Raton, FL 33486 • United States

620 S Tryon St Gwim Chief Investment Office (Cio), Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boston	MA	05/2011	Present

05/2011 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA

Other Businesses

I*1739261, Entity Type, Name of OBA: Balboa Point Association Inc Address: Boca Raton Florida 33487 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 06/25/2026 No Hours: 2 Weekly No Hours during trading: 0 Duties: Board Member, HOA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-10-25
S63	Uniform Securities Agent State Law Examination	2009-07-01

S65 Uniform Investment Adviser Law Examination

2011-10-25
S63 Uniform Securities Agent State Law Examination

2009-07-01