Brian Christopher Rees

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2024-11-14
MO	RA	APPROVED	2024-11-14

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Ivy Distributors, Inc	Shawnee Mission	KS	05/2017	04/2021
Self Employed	Olathe	KS	01/2013	04/2017
Health Insurance -Residual Commissions - No New Sales	Olathe	KS	04/2013	12/2018
Waddell & Reed, Inc	Shawnee Mission	KS	05/2017	08/2020
Gwfs Equities, Inc	Greenwood Village	CO	08/2021	06/2022
Unemployed	Olathe	KS	05/2021	08/2021
Pruco Securities Llc	Overland Park	KS	03/2024	11/2024
Encore Painting	Olathe	KS	07/2022	03/2024
The Prudential Insurance Company Of America	Overland Park	KS	05/2024	Present
Lpl Enterprise, Llc	Overland Park	KS	11/2024	Present
J Thomas & Associates	Olathe	KS	12/2012	12/2018

05/2017 → 04/2021

Ivy Distributors, Inc

Shawnee Mission, KS
01/2013 → 04/2017

Self Employed

Olathe, KS
04/2013 → 12/2018

Health Insurance -Residual Commissions - No New Sales

Olathe, KS
05/2017 → 08/2020

Waddell & Reed, Inc

Shawnee Mission, KS
08/2021 → 06/2022

Gwfs Equities, Inc

Greenwood Village, CO
05/2021 → 08/2021

Unemployed

Olathe, KS
03/2024 → 11/2024

Pruco Securities Llc

Overland Park, KS
07/2022 → 03/2024

Encore Painting

Olathe, KS
05/2024 → Present

The Prudential Insurance Company Of America

Overland Park, KS
11/2024 → Present

Lpl Enterprise, Llc

Overland Park, KS
12/2012 → 12/2018

J Thomas & Associates

Olathe, KS

2024-05-02 → 2024-11-14

Pruco Securities, Llc.

Overland Park, KS

St. Louis, MO

Overland Park, KS
2011-09-29 → 2012-12-17

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Leawood, KS
2010-08-17 → 2011-08-22

Pruco Securities, Llc.

St. Louis, MO

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-04-12
S63	Uniform Securities Agent State Law Examination	2018-02-16
S65	Uniform Investment Adviser Law Examination	2010-06-09

Other Firms