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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-10
MI RA APPROVED 2026-03-06
  • FL RA
    APPROVED
    Since 2026-03-10
  • MI RA
    APPROVED
    Since 2026-03-06

Branch Locations

210 Central Ave Suite 250, Holland, MI 49423 • United States

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bloomfield Hills Financial Bloomfield Hills MI 01/2016 12/2019
First Allied Securities, Inc San Diego CA 01/2016 12/2019
First Allied Advisory Services, Inc. Chesterfield MO 04/2016 12/2019
Allworth Financial Grandville MI 12/2019 03/2026
Aw Securities Grandville MI 12/2019 03/2026
Osaic Wealth Scottsdale AZ 03/2026 Present
Osaic Advisory Services Atlanta GA 03/2026 Present
  • 01/2016 → 12/2019
    Bloomfield Hills Financial
    Bloomfield Hills, MI
  • 01/2016 → 12/2019
    First Allied Securities, Inc
    San Diego, CA
  • 04/2016 → 12/2019
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 12/2019 → 03/2026
    Allworth Financial
    Grandville, MI
  • 12/2019 → 03/2026
    Aw Securities
    Grandville, MI
  • 03/2026 → Present
    Osaic Wealth
    Scottsdale, AZ
  • 03/2026 → Present
    Osaic Advisory Services
    Atlanta, GA
Previous Registrations
  • 2019-12-12 → 2026-03-09
    Grandville, MI
    Folsom, CA
  • 2019-12-12 → 2025-03-28
    Aw Securities
    Grandville, MI
    Sacramento, CA
    Grandville, MI
    Folsom, CA
    Houston, TX
  • 2016-04-06 → 2020-01-02
    First Allied Advisory Services, Inc.
    Bloomfield Hills, MI
    Livonia, MI
    Lansing, MI
    Grosse Pointe Farms, MI
  • 2015-03-31 → 2015-12-23
    Troy, MI
Other Businesses

1. DAN RAUSCH, CPA POSITION: CPA NATURE: Sole proprietor accounting and tax consultation INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1988 ADDRESS: 1126 Yorkshire Road, Birmingham MI 48009-5910, United States DESCRIPTION: Sole proprietor accounting and tax consultation 2. DAN RAUSCH POSITION: Agent NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 12 START DATE: 01/01/2015 ADDRESS: 210 Central Avenue, #250, Holland MI 49423, United States DESCRIPTION: Manage Life, Health, and Annuity contracts on behalf of wealth management clients. 3. KARS WEALTH MANAGEMENT LLC POSITION: Managing Member NATURE: Management and administration of an investment advisory branch office INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/06/2026 ADDRESS: 210 Central Avenue, #250, Holland MI 49423, United States DESCRIPTION: Manage business operations of the LLC including marketing, accounting and bookkeeping as well as holding this name out to the public for my advisory and securities business, which includes financial and retirement planning for clients, in both fee-only advisory and commission type accounts.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-04-09
S65 Uniform Investment Adviser Law Examination 2015-03-25
  • S63 Uniform Securities Agent State Law Examination
    2015-04-09
  • S65 Uniform Investment Adviser Law Examination
    2015-03-25
Designations
Other Names
  • Dan Rausch

View on SEC IAPD

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