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Robin Miller

Vanguard Advisers, Inc.

Charlotte, NC

CRD 5078947

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-07-19
SC RA APPROVED 2022-09-27
NC RA APPROVED 2022-09-15
TX RA APPROVED 2022-09-15
  • CO RA
    APPROVED
    Since 2023-07-19
  • SC RA
    APPROVED
    Since 2022-09-27
  • NC RA
    APPROVED
    Since 2022-09-15
  • TX RA
    APPROVED
    Since 2022-09-15

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc D.B.A. Westgate Capital Consultants Tacoma WA 08/2007 02/2019
Lpl Financial Llc D.B.A. Jeff Huff & Associates Tacoma WA 02/2019 05/2021
Pricewaterhousecoopers Tacoma WA 05/2021 07/2022
Robin Miller Financial Fox Island WA 08/2021 09/2023
The Vanguard Group, Inc. Charlotte NC 08/2022 Present
Vanguard Marketing Corporation Charlotte NC 08/2022 Present
Vanguard Advisers, Inc. Charlotte NC 08/2022 Present
  • 08/2007 → 02/2019
    Lpl Financial Llc D.B.A. Westgate Capital Consultants
    Tacoma, WA
  • 02/2019 → 05/2021
    Lpl Financial Llc D.B.A. Jeff Huff & Associates
    Tacoma, WA
  • 05/2021 → 07/2022
    Pricewaterhousecoopers
    Tacoma, WA
  • 08/2021 → 09/2023
    Robin Miller Financial
    Fox Island, WA
  • 08/2022 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 08/2022 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 08/2022 → Present
    Charlotte, NC
Previous Registrations
  • 2022-01-03 → 2022-08-15
    Robin Miller Financial
    Fox Island, WA
  • 2019-03-29 → 2021-05-24
    University Place, WA
    Tacoma, WA
    Fox Island, WA
    Tacoma, WA
Other Businesses

NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: LAKE WYLIE, SC NATURE OF BUSINESS: INSURANCE LICENSE POSITION: N/A START DATE: 06/2023 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: WASHINGTON WOMEN'S IN INSURANCE AND FINANCIAL SERVICES INVESTMENT-RELATED ADDRESS: FOX ISLAND, WA NATURE OF BUSINESS: NON-PROFIT POSITION: BOARD MEMBER START DATE: 05/2020 APPROXIMATE HOURS/MONTH: 3 HOURS DEVOTED DURING TRADING HOURS: 3 DUTIES: MAINTAIN MONETARY RECORDS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-01-19
  • S63 Uniform Securities Agent State Law Examination
    2006-01-19
Designations
  • Certified Financial Planner
Other Names
  • Robin Deanne Blake
  • Robin Deanne Blake Miller

View on SEC IAPD

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