Charles F Orngard

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2013-09-16

IA RA
APPROVED

Since 2013-09-16

Branch Locations

Ames, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)	Ames	IA	05/2007	Present

05/2007 → Present

Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)

Ames, IA

Previous Registrations

2007-05-04 → 2007-05-18

Edward Jones

Centennial, CO

Other Businesses

1. 04/08/2010 - DBA ONLY/CHARLES ORNGARD FINANCIAL MANAGEMENT, LLC 2. 10/30/2018 - ORNGARD TAX SERVICES, LLC - Not Investment Related - 2110 Country Club BlvdAmes, IA 50014 - Tax Prep/Accounting/CPA - Start Date:11/01/2018 - 10 Hours Per Month/0 Hours During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-05-02
S65	Uniform Investment Adviser Law Examination	1999-01-20
S63	Uniform Securities Agent State Law Examination	1999-01-11

S66 Uniform Combined State Law Examination

2007-05-02
S65 Uniform Investment Adviser Law Examination

1999-01-20
S63 Uniform Securities Agent State Law Examination

1999-01-11

View on SEC IAPD