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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-27 |
| IL | RA | APPROVED | 2019-09-20 |
Branch Locations
1770 Frank Scott Pkwy East, Shiloh, IL 62269 • United States
1717 N Illinois St, Swansea, IL 62226 • United States
2160 S Illinois Rte 157 Ste A, Glen Carbon, IL 62034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Belleville | IL | 03/2016 | 03/2018 |
| Valic Financial Advisors, Inc. | Belleville | IL | 03/2018 | 08/2019 |
| Lpl Financial, Llc | Shiloh | IL | 09/2019 | Present |
| Bank Of Springfield | Shiloh | IL | 09/2019 | Present |
1. 7/20/2020 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name BOS Investment Services - Investment Related - At Reported Business Location(s) - Start Date: 3/31/2020 - 0 Hours Per Month/0 Hours During Securities Trading. 2. 12/20/2022 - BradsTreasureChest.com - Investment Related - Belleville IL 62223 - Other - online store - Owner - Start Date - 12/01/2022 - 4 Hours Per Month/0 Hours During Securities Trading 3. 02/13/2024 - Bank of Springfield - Non-Inv Related - Financial Institution Duty - Started: 3/1/2024 - 1 Hr/mo. 4. 03/07/2024 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name BOS Wealth & Planning - Inv Related - At Reported Business Location(s) - Started 3/11/2024 - 160 Hrs/Mo; 8 Hrs During Trading. 5. 11/06/2025 - SiBids LLC - Outside/W-2 Employment - Not Investment Related - Herrin, IL - Start Date 10/27/2025 - 20 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-27 |
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