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Stephen Francis Cocco

Pfs Investments Inc.

Tinton Falls, NJ

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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2013-05-08
  • NJ RA
    APPROVED
    Since 2013-05-08

Branch Locations

788 Shrewsbury Ave Ste 102, Tinton Falls, NJ 07724 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Tinton Falls NJ 05/2005 Present
Good Groceries Company Inc Tinton Falls NJ 02/2012 10/2023
Cocco Consulting Tinton Falls NJ 01/2008 Present
Pfs Investments Inc Tinton Falls NJ 12/2005 Present
Innovate Food Inc Tinton Falls NJ 04/2022 10/2023
Hanson Faso Sales & Marketing Tinton Falls NJ 03/2024 Present
  • 05/2005 → Present
    Primerica Financial Services
    Tinton Falls, NJ
  • 02/2012 → 10/2023
    Good Groceries Company Inc
    Tinton Falls, NJ
  • 01/2008 → Present
    Cocco Consulting
    Tinton Falls, NJ
  • 12/2005 → Present
    Tinton Falls, NJ
  • 04/2022 → 10/2023
    Innovate Food Inc
    Tinton Falls, NJ
  • 03/2024 → Present
    Hanson Faso Sales & Marketing
    Tinton Falls, NJ
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-03-28
S63 Uniform Securities Agent State Law Examination 2006-04-21
  • S65 Uniform Investment Adviser Law Examination
    2013-03-28
  • S63 Uniform Securities Agent State Law Examination
    2006-04-21

View on SEC IAPD

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