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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-28
MO RA APPROVED 2012-06-04
  • TX RA
    APPROVED_RES
    Since 2021-01-28
  • MO RA
    APPROVED
    Since 2012-06-04

Branch Locations

14560 Manchester Rd, #33, St Louis, MO 63011 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Chesterfield MO 06/2012 Present
  • 06/2012 → Present
    Lpl Financial
    Chesterfield, MO
Previous Registrations
  • 2009-04-01 → 2011-02-10
    St Louis, MO
    Manchester, MO
    St Louis, MO
    Maryland Heights, MO
Other Businesses

1. 06/01/2012 - SIRIUS WEALTH MANAGEMENT/ DBA ONLY/ CHESTERFIELD, MO. 2. 6/15/2021 - Transparent Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 5/26/2021 - 200 Hours Per Month/130 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-27
  • S66 Uniform Combined State Law Examination
    2009-03-27
Other Names
  • David G Domian
  • David G Domian

View on SEC IAPD

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