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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-28 |
| MO | RA | APPROVED | 2012-06-04 |
Branch Locations
14560 Manchester Rd, #33, St Louis, MO 63011 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Chesterfield | MO | 06/2012 | Present |
1. 06/01/2012 - SIRIUS WEALTH MANAGEMENT/ DBA ONLY/ CHESTERFIELD, MO. 2. 6/15/2021 - Transparent Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 5/26/2021 - 200 Hours Per Month/130 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-27 |
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