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Oneamerica Securities, Inc. CRD 4173
$306M regulatory AUM 8,795 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One American Square, Indianapolis, IN 46282 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2026-06-25 |
| OR | RA | APPROVED | 2026-05-27 |
| NY | RA | APPROVED | 2026-03-05 |
| CO | RA | APPROVED | 2025-10-20 |
| GA | RA | APPROVED | 2025-08-27 |
| RI | RA | APPROVED | 2025-06-10 |
| WA | RA | APPROVED | 2025-06-10 |
| OK | RA | APPROVED | 2024-04-22 |
| NV | RA | APPROVED | 2024-02-12 |
| MT | RA | APPROVED | 2022-12-02 |
| TX | RA | APPROVED | 2021-04-22 |
| IN | RA | APPROVED | 2020-05-01 |
| CA | RA | APPROVED | 2020-04-30 |
Branch Locations
One American Square, Indianapolis, IN 46282 • United States
5857 Owens Ave Suite 300, Carlsbad, CA 92008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signature Resources Capital Management Llc | Irvine | CA | 06/2014 | 04/2020 |
| Massmutual Life Insurance Company | Irvine | CA | 10/2014 | 04/2020 |
| Mml Investors Services Llc | Irvine | CA | 10/2014 | 04/2020 |
| American United Life | Carlsbad | CA | 04/2020 | Present |
| Oneamerica Securities | Carlsbad | CA | 04/2020 | Present |
Non-variable insurance sales (fixed life, fixed annuities)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-27 |
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