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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-11-13
AL RA APPROVED 2015-07-07
  • TX RA
    APPROVED_RES
    Since 2017-11-13
  • AL RA
    APPROVED
    Since 2015-07-07

Branch Locations

800 Shades Creek Parkway Suites 750 & 775, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated St. Louis MO 07/2015 Present
Stifel, Nicolaus & Company, Incorporated St. Louis MO 07/2015 Present
Previous Registrations
  • 2009-05-28 → 2015-07-07
    Intl Advisory Consultants Inc.
    Birmingham, AL
Other Businesses

1. J.R. Air LLC; 3500 Montevallo Road Birmingham AL 35213; Hunting club, owns some real estate and equipment associated with hunting club; managing member; 1/2/2017; 2.0 hours per year; not during securities trading hours; Not Investment-Related 2. Medlin Gordon Properties llc; 3500 montevallo road Birmingham AL 35213; real estate holdings; managing member; record keeping; 08/14/2018; 10.00 Hour(s) Per Year; not during securities trading hours; Investment-Related. 3. JMI Investments LLC; 3500 Montevallo Road, Birmingham, AL 35213; Real estate & equipment investing; President/Owner; Direct Investments; 12/17/2021; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related. 4. Two Rivers Real Property LLC; PO BOx 561 Stuttgart AR 72160; Inv Property/Hunting Land; 1/5 owner; non managing member; 6/27/2023; 0 hours per day; not during security trading hours; not inv related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-08
  • S66 Uniform Combined State Law Examination
    2009-05-08
Other Names
  • John Inzer

View on SEC IAPD

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