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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-11-13 |
| AL | RA | APPROVED | 2015-07-07 |
Branch Locations
800 Shades Creek Parkway Suites 750 & 775, Birmingham, AL 35209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 07/2015 | Present |
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 07/2015 | Present |
1. J.R. Air LLC; 3500 Montevallo Road Birmingham AL 35213; Hunting club, owns some real estate and equipment associated with hunting club; managing member; 1/2/2017; 2.0 hours per year; not during securities trading hours; Not Investment-Related 2. Medlin Gordon Properties llc; 3500 montevallo road Birmingham AL 35213; real estate holdings; managing member; record keeping; 08/14/2018; 10.00 Hour(s) Per Year; not during securities trading hours; Investment-Related. 3. JMI Investments LLC; 3500 Montevallo Road, Birmingham, AL 35213; Real estate & equipment investing; President/Owner; Direct Investments; 12/17/2021; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related. 4. Two Rivers Real Property LLC; PO BOx 561 Stuttgart AR 72160; Inv Property/Hunting Land; 1/5 owner; non managing member; 6/27/2023; 0 hours per day; not during security trading hours; not inv related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-08 |
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