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Account
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4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-10 |
| TX | RA | APPROVED | 2016-08-09 |
Branch Locations
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126 • US
Katy, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gradient Securities, Llc. | Arden Hills | MN | 07/2016 | Present |
| Green & Associates Financial Services, Llc. | Katy | TX | 05/2011 | 02/2023 |
| Third Rail Financial, Llc | Katy | TX | 02/2023 | Present |
1) THIRD RAIL FINANCIAL, LLC ; INV RELATED; 3202 BEND WILLOW LANE, KATY, TX 77450; INSURANCE SERVICES; OWNER; START 02/2023; 160 HOURS PER MONTH; 160 HOURS DURING SECURITIES TRADING HOURS; SALES OF INSURANCE AND FIXED ANNUITY PRODUCTS. 2) NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISERS; NOT INV RELATED; 3300 S. GESSNER RD, SUITE 202, HOUSTON, TX 77063; COMMITTEE WORK; COMMITTEE MEMBER; START 06/2010; 2 HOURS PER MONTH; 2 HOURS DURING SECURITIES TRADING HOURS; COMMITTEE WORK. 3) MILLION DOLLAR ROUND TABLE; NOT INV RELATED; 325 WEST TOUHY AVENUE, PARK RIDGE, IL 60068; COMMITTEE MEMBER; START 10/2010; 1 HOUR PER MONTH; 1 HOUR DURING SECURITIES TRADING HOURS; VOLUNTEER WORK FOR THE ORGANIZATION; COMMITTEE WORK TO ADVANCE THE INDUSTRY. 4) HOUSTON LIVESTOCK SHOW & RODEO; NOT INV RELATED; 8400 KIRBY DR, HOUSTON, TX 77054; COMMITTEEMAN; START 06/2003; 10 HOURS PER MONTH; 10 HOURS DURING SECURITIES TRADING HOUR; CHARITY WORK.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-02-05 |
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