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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-06-30 |
| TX | RA | APPROVED | 2023-06-30 |
Branch Locations
6 Montgomery Village Ave #650, Gaithersburg, MD 20879 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
6 Montgomery Village Ave Ste 650, Gaithersburg, MD 20879 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Gaithersburg | MD | 07/2010 | 06/2023 |
| Lpl Financial Llc | Gaithersburg | MD | 06/2023 | Present |
1. 07/25/2023 - Brezovec and Associates - Investment Related - At Reported Business Location(s) -DBA for LPL Business (entity for LPL business) - Start Date 06/01/2015 - Time Spent 100% 2. 07/25/2023 - Notary - Investment Related - At Reported Business Location(s) - Notary - Start Date 10/01/2012 3. 04/15/2024 - Brezovec & Associates - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/26/2024 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-21 |
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