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Carlos E. Henriquez

J.P. Morgan Securities LLC

San Antonio, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

7959 Fredericksburg Rd, San Antonio, TX 78229 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na Houston TX 08/2010 07/2025
J.P. Morgan Securities Llc San Antonio TX 10/2012 Present
Previous Registrations
  • 2011-09-20 → 2012-10-01
    Chase Investment Services Corp.
    Houston, TX
  • 2009-04-16 → 2009-09-30
    Edward Jones
    Cypress, TX
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-27
  • S66 Uniform Combined State Law Examination
    2009-03-27
Other Names
  • Carlos Henriquez
  • Carlos Edgardo Henriquez

View on SEC IAPD

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