Josh Richard Baumgartner

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  State Farm Vp Management Corp
  Beecher, IL
• 09/2009 → Present
  Joshua Baumgartner Insurance Agency
  Beecher, IL
• 04/2018 → Present
  Joshua Baumgartner Insurance Agency
  Chesterton, IN
• 04/2018 → Present
  State Farm Vp Management Corp
  Chesterton, IN
• 10/2018 → Present
  State Farm Investment Management Corp.
  Chesterton, IN
• 10/2018 → Present
  State Farm Investment Management Corp.
  Beecher, IL

Other Businesses

1) Joshua Baumgartner's Insurance Agency; Insurance Agency; Investment-related; 1260 Dixie Hwy Beecher, IL 60401-5003; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 09/01/2009; 80; 80; Service customers and supervise employees 2) 1260 Dixie Highway LLC; Investment-related; 33 W Church Beecher IL 60401; Investment or Commerical Property; Owner; None; 02/20/2023; 65; 10; control of the checkbook, pay bills/co-signor on checking account, make deposits in the checking account 3) Beecher Bobcats Booster Club; Non-investment related; 33 W Church Rd Beecher IL 60401; Public Service; Director (including sitting on the Board of Directors); President; 03/11/2023; 8; 4; non-for-profit booster club to give funds to the Beecher IL school athletic programs, control of checkbook, make deposits in the checking account, pay bills/co-signor on checking account, review bank statements 4) 618 Penfield; Investment- related; 33 W Church Rd Beecher IL 60401; Investment or Commerical Property; Owner; President; 03/14/2023; 2; 0; pay bills/Co-signor on checking account, make deposits in the checking account, review bank statements, control of the checkbook, 2-unit home I will rent out to tenants, I will be a landlord 5) 1260 Fox Hound Trail; Investment -related; 33 W Church Rd Beecher IL 60401; Investment or Commerical Property; Owner; Partner; President; 03/14/2023; 1; 0; pay bills/Co-signor on checking account, review bank statements, make deposits in the checking account, control of the checkbook, rental property--landlord

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-03-18
• S63 Uniform Securities Agent State Law Examination
  2009-02-09

Other Names

• Josh Baumgartner