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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-08-01
  • NV RA
    APPROVED
    Since 2024-08-01

Branch Locations

Las Vegas, NV • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America N Las Vegas NV 06/2012 Present
Prudential Investment Management Services N Las Vegas NV 06/2012 Present
Gwfs Equities, Inc. Las Vegas NV 04/2022 Present
  • 06/2012 → Present
    Prudential Insurance Company Of America
    N Las Vegas, NV
  • 06/2012 → Present
    Prudential Investment Management Services
    N Las Vegas, NV
  • 04/2022 → Present
    Gwfs Equities, Inc.
    Las Vegas, NV
Previous Registrations
  • 2009-03-27 → 2010-01-13
    Wells Fargo Investments, Llc
    Las Vegas, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-25
  • S66 Uniform Combined State Law Examination
    2024-07-25

View on SEC IAPD

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