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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-06-10
  • NJ RA
    APPROVED
    Since 2016-06-10

Branch Locations

34 Aspen Park Blvd, E Syracuse, NY 13057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2009 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 05/2022
Northwestern Mutual Investment Services, Llc Morristown NJ 06/2016 07/2023
Seton Hall University South Orange NJ 11/2019 Present
Northwestern Mutual Investment Services Llc East Syracuse NY 08/2023 Present
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. ADJUNCT PROFESSOR, SETON HALL UNIVERSITY, 400 S ORANGE AVE., SOUTH ORANGE, , NEW JERSEY, 07079, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 3/3/2020, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, TEACHING AN ESTATE PLANNING COURSE FOR SETON HALL UNIVERSITY. non investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-07-11
  • S63 Uniform Securities Agent State Law Examination
    2009-07-11
Designations

View on SEC IAPD

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