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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-12-04 |
| IN | RA | APPROVED | 2007-03-28 |
Branch Locations
8859 High Pointe Dr, Newburgh, IN 47630-7964 • United States
20 E Camp Ground Rd, Evansville, IN 47710 • United States
Newburgh, IN • United States
110 E Locust St, Dale, IN 47523-8985 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Newburgh | IN | 02/2007 | 03/2020 |
| Ameriprise Financial Services, Llc | Newburgh | IN | 03/2020 | Present |
Real Estate Ownership; Single Family; 7700 Maelyn Ct, , Newburgh, IN, 47630; Not Investment-Related; 09/01/2021. Business Ownership; BNR Properties, LLC; Making decisions about the building, collecting rent and making payments.; Real estate holding; 8859 High Pointe Drive, , Newburgh, IN, 47630; Not Investment-Related; 01/23/2021; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Operations Management Group; President and Operations Manager; Manage advisory business; 8859 High Pointe Drive, , Newburgh, IN, 47630; Investment-Related; 01/01/2013; 60 hours per month; 60 during trading hours. Other Business Activities; Newburgh Girls Softball; Vice Commissioner and Advertising Director; Post Office Box 254 Newburgh, IN 47629, ,; ; 04/21/2016; 1 to 9 hours per month; 0 during trading hours / Castle Softball Booster Club; Booster club for Castle High School softball team. Support players and team activities.; 3344 Hwy 261, , Newburgh, IN, 47630; Not Investment-Related; 01/12/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-31 |
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