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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-12-04
IN RA APPROVED 2007-03-28
  • TX RA
    APPROVED_RES
    Since 2014-12-04
  • IN RA
    APPROVED
    Since 2007-03-28

Branch Locations

8859 High Pointe Dr, Newburgh, IN 47630-7964 • United States

20 E Camp Ground Rd, Evansville, IN 47710 • United States

Newburgh, IN • United States

110 E Locust St, Dale, IN 47523-8985 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Newburgh IN 02/2007 03/2020
Ameriprise Financial Services, Llc Newburgh IN 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 7700 Maelyn Ct, , Newburgh, IN, 47630; Not Investment-Related; 09/01/2021. Business Ownership; BNR Properties, LLC; Making decisions about the building, collecting rent and making payments.; Real estate holding; 8859 High Pointe Drive, , Newburgh, IN, 47630; Not Investment-Related; 01/23/2021; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Operations Management Group; President and Operations Manager; Manage advisory business; 8859 High Pointe Drive, , Newburgh, IN, 47630; Investment-Related; 01/01/2013; 60 hours per month; 60 during trading hours. Other Business Activities; Newburgh Girls Softball; Vice Commissioner and Advertising Director; Post Office Box 254 Newburgh, IN 47629, ,; ; 04/21/2016; 1 to 9 hours per month; 0 during trading hours / Castle Softball Booster Club; Booster club for Castle High School softball team. Support players and team activities.; 3344 Hwy 261, , Newburgh, IN, 47630; Not Investment-Related; 01/12/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-31
  • S66 Uniform Combined State Law Examination
    2006-03-31
Other Names
  • Neil Stowe
  • G. Neil Stowe
  • George N Stowe

View on SEC IAPD

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