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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Durham | NC | 10/2015 | 11/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | Durham | NC | 10/2015 | 11/2020 |
| Kestra Financial, Inc. | Raleigh | NC | 11/2020 | 06/2022 |
| Canvasback Wealth Management | Garner | NC | 11/2020 | 06/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2022 | 10/2024 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2022 | 10/2024 |
| Unemployed | Cary | NC | 10/2024 | 11/2025 |
| Lpl Financial Llc | Cary | NC | 11/2025 | Present |
1- 04/27/2026 - PhilGreat Financial Planning - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/29/2025 - 160 hours per month/ during trading 2- 05/06/2026 - PhilGreat Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 10/29/2025 - 32 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-25 |
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